Open Access
ARTICLE
Risk-Balanced Routing Strategy for Service Function Chains of Cyber-Physical Power System Considering Cross-Space Cascading Failure
The Key Laboratory of Modern Power System Simulation and Control Renewable Energy Technology, Ministry of Education, Northeast Electric Power University, Jilin, 132000, China
* Corresponding Author: Huanan Yu. Email:
Energy Engineering 2024, 121(9), 2525-2542. https://doi.org/10.32604/ee.2024.050594
Received 11 February 2024; Accepted 10 April 2024; Issue published 19 August 2024
Abstract
Cyber-physical power system (CPPS) has significantly improved the operational efficiency of power systems. However, cross-space cascading failures may occur due to the coupling characteristics, which poses a great threat to the safety and reliability of CPPS, and there is an acute need to reduce the probability of these failures. Towards this end, this paper first proposes a cascading failure index to identify and quantify the importance of different information in the same class of communication services. On this basis, a joint improved risk-balanced service function chain routing strategy (SFC-RS) is proposed, which is modeled as a robust optimization problem and solved by column-and-constraint generation (C-CG) algorithm. Compared with the traditional shortest-path routing algorithm, the superiority of SFC-RS is verified in the IEEE 30-bus system. The results demonstrate that SFC-RS effectively mitigates the risk associated with information transmission in the network, enhances information transmission accessibility, and effectively limits communication disruption from becoming the cause of cross-space cascading failures.Keywords
With the digitalization of the power system, the number of sensors, intelligent terminals, and information system decision-making units in the system has surged, and the power system on the physical side and the communication system on the information side are deeply coupled to form the cyber-physical power system (CPPS) [1,2]. Both sides are mutually interdependent, which improves the operating efficiency but also poses potential risks to the safety and reliability of CPPS [3]. Due to the large-scale adoption of Optical Fiber Composite Overhead Ground Wire (OPGW) [4], these two networks have a high degree of coupling at the topological level. The coupling of both function and structure makes it easy to form cross-space cyber-physical interaction cascading failures within CPPS [5], and the vulnerability superposition increases the risk of expanding the scope of failure.
For example, the Italian power grid in 2003 experienced a shutdown of power plants, causing several communication nodes to go offline. This resulted in the loss of control functionality, leading to further power outages in multiple substations and eventually escalating into a large-scale blackout event [6]. In the same year, the northeastern and midwestern regions of the United States, as well as Ontario, Canada, also experienced widespread power outages due to cascading failures. During this process, communication failures in cyber systems exacerbated the scale of the power outage [7]. In 2008, ice disasters in Southern China caused widespread disruption of transmission lines and communication links [8]. In 2015, the Ukrainian power grid experienced a cyberattack that resulted in the partial failure of the communication system [9], which significantly impacted the operation of the physical power grid and led to serious consequences, including regional blackouts. In December 2020, a natural wildfire in the state of Tamaulipas, Mexico, caused a trip in the 400 kV transmission lines connecting the central and northern grids. Subsequently, due to the untimely control measures of cyber system, the grid experienced widespread power flow transfer and frequency oscillations, ultimately resulting in a large-scale power outage incident [10].
The analysis of past cases shows that when the communication system fails or is attacked, the power nodes may fail or trigger protection mechanisms due to the loss of measurement and control support. This, in turn, leads to the interruption of power supply to certain communication equipment which will trigger a new cycle of failures. Cascading failures can persist over multiple cycles, ultimately resulting in a complete system breakdown. The most critical communication service affected by communication disruptions in the power system is the emergency control service carried out at the transmission layer. The loss of relevant service information directly impacts the post-fault operation adjustment and the topology of the power system. Therefore, in this paper, we focus on emergency control services which belong to the first-class service category.
In practical power communication systems, the State Grid Corporation categorizes electric communication services into five classes. The first-class services, especially the emergency control services, directly relate to the secure and stable operation of the power system. It is implemented on the multi-service transport platform dusing time-division multiplexing (TDM) channels in an end-to-end circuit-switched manner. Not limited to this class of service, most communication solutions rely on synchronous network solutions such as TDM for static scheduling of data transmission. However, with the advancement of power grid informatization, this technology is gradually losing its advantages in addressing the growing demands for flexible configuration and rapid response to critical tasks in the power grid [11]. The emergence of technologies such as Software Defined Networking (SDN) and Network Function Virtualization (NFV) has overcome the limitations of traditional networks in areas such as Quality of Service (QoS), resource utilization, and transmission capacity. These technologies are capable to addressing data bursts in CPPS and meeting the evolving demands of the system [12]. SDN/NFV decouples dedicated network functions into unified hardware units and diverse Virtualized Network Functions (VNF). By dynamically deploying a series of VNFs, a Service Function Chain (SFC) can be flexibly and rapidly constructed to meet specific service requirements in electric communication. Service data only needs to flow through a sequence of VNFs deployed on network nodes for transmission and processing. The deployment and routing process of VNFs is referred to as VNF orchestration operation.
There are abundant studies on VNF orchestration. The authors of [13] propose an optimization problem that minimizes reliability degradation and cost while ensuring a strict delay constraint during parallel VNF processing and introduce a Tabu search-based algorithm to find sub-optimal solutions. Another work [14] is aiming at the transport security problem of VNF, a backup strategy based on VNF decomposition is proposed, which is described as a mixed integer linear programming problem, and solved by a delay-aware hybrid shortest path heuristic. In [15], the authors study the problem of differentiated routing considering SFC in SDN and NFV networks, the resource aware routing algorithm is proposed to solve the differentiated routing problem which is formulated as a binary integer programming model aiming to minimize the resource consumption cost of flows with SFC requests. In [16], the authors propose a deep reinforcement learning method with offline proximal policy optimization to solve the problem of VNF mapping and scheduling with the objective of maximizing the fairness of different services while ensuring the corresponding delay requirements. In [17], a dynamic SFC orchestration framework has been created in the context of the Industrial Internet of Things, and the joint optimization problem is decomposed into two subproblems: SFC selection and dynamic SFC orchestration. In the context of the power system, the authors in [18] propose the hybrid fault path recovery algorithm to solve the problem of communication link failures in wide area measurement systems leveraging the flexibility of SDN technology to quickly recover communication routes in response to individual communication link failures. In order to prevent the power communication network from failing due to grid-side failures, reference [19] proposes a strategy to find disjoint power supply routes for VNF orchestration which also helps in finding the most efficient way to route traffic through a network while minimizing the cost of managing the network’s virtual functions.
The rapid development of SDN and NFV technologies has endowed them with tremendous potential applications in the field of power communication. SDN and NFV can significantly enhance the flexibility and control capabilities of power communication systems, while also providing new solutions for addressing cross-space cascading failure issues in cyber-physical convergence scenarios. Due to the constraints imposed by various electrical parameters on energy flow, accurately adjusting the energy distribution on power grid lines is much more difficult than controlling information flow on the information side [20]. Therefore, regarding the problem of communication failures leading to the loss of emergency control services and subsequently exacerbating a single failure into cascading failures within the power grid, compared to constructing cascading failure defense mechanisms on the power grid side, we believe that optimizing routing strategies from the information side is a more efficient solution approach.
Therefore, in this paper, we seek to propose an SFC routing strategy (SFC-RS) to improve the accessibility of high-importance information in the network and reduce the probability of cascading failures in the system caused by communication disruptions.
To achieve these goals, the following issues need to be addressed. Firstly, it is necessary to identify high-importance information within the same class of communication services. Due to the varying roles of each node in the power grid, the probability and impact of cascading failures triggered by the interruption of emergency control service at respective nodes are different. Therefore, SFCs of the same service class have different levels of importance based on their destination nodes, and it is necessary to categorize the importance of information flows within the same class of communication services. Secondly, the decentralized circulation of high-importance information needs to be achieved. Currently, communication systems only differentiate information importance based on the class of services. The routing strategy implemented based on this will lead to the concentration of high-importance information in local areas or on single lines within the network. Once communication links are disrupted due to extreme disasters or network attacks, all services carried on them will be lost, thereby increasing the likelihood of triggering cascading failures. Therefore, it is essential to avoid concentrating the transmission paths of high-importance SFCs within the communication network to reduce the operational risks of the communication network.
The contributions of this paper are summarized as follows:
1. To quantify the probability of cascading failures in CPPS, a cascading failure index (CFI) is proposed, followed by a method to evaluate the importance of information flows within the same class of service.
2. An improved risk balancing strategy is designed, and then a joint risk balancing optimization model for SFC routing deployment is proposed.
3. An indicator of weighted failure risk entropy is proposed based on the information entropy theory, which evaluates the optimization effect of SFC routing strategy.
The remaining sections are organized as follows. Section 2 introduces the SFC model and proposes the approach for measuring the importance of SFC. In Section 3, the risk balancing strategy is improved and the model of SFC-RS is proposed. And the model is solved by column-and-constraint generation (C-CG) algorithm in Section 4. Section 5 discusses performance evaluation results. Finally, Section 6 concludes this paper.
2 System Model and Evaluation Approach
CPPS is a typical interdependent network system, which can be divided into a communication layer and an electrical layer. Fig. 1 illustrates the interdependency between the two-layer networks, where power nodes and links, as well as communication nodes and links, represent two distinct entities located in the same physical space. In the power grid, power plants, substations, distributed power sources, etc., are abstracted as power nodes, power transmission lines are abstracted into links, denoted
Figure 1: The interdependency of CPPS
The communication layer network consists of a physical topology network and a logical topology network that represents the SFC request. The physical network is defined by an undirected diagram
As shown in Fig. 2, a
Figure 2: The mapping of VNF
where
2.3 SFC Importance Evaluation Approach
When the emergency control services are blocked due to the failure of communication facilities, the power nodes will lose the ability to promptly perform feedforward control on occurred faults, which will expand the fault scope and trigger cascading failures. The cross-space cascading failures triggered by communication disruptions actually belong to the cyber-physical interaction process. To quantify the impact of these blocked SFCs on the power system, reference [21] proposes a cyber-physical sensitivity analysis method to characterize the influence of information flow on physical state variables. In the cyber-physical interaction process, there are differences in the importance of physical state variables themselves. Therefore, when calculating the importance of SFCs, both cyber-physical sensitivity and the importance of physical state variables themselves should be considered.
We propose CFI to quantify the risk of cross-space cascading failures occurring in power system due to communication disruptions, thereby describing the importance of physical state variables themselves. In the event of a power grid failure and the loss of emergency control services, load transfer within the system will result in overloading of certain lines. Due to varying power transmission limits of each transmission line, lines with lower power transmission limits may not necessarily become overloaded due to the transfer of power from failed lines. Conversely, some lines with higher power transmission limits but already heavily loaded are more likely to experience failures. Therefore, the proximity of pre-failure transmission power to the line limit could be used to evaluate the probability of line failure. The proximity of line
where
Implicit faults are also a major cause of triggering cascading failures, and they are related to power fluctuations [22]. After a failure occurs, the power of the failed line is redistributed in the network, and
where
where
Combining the above two parameters, the CFI of transmission line
where
Then we use CFI to reflect the importance of physical state variables, and define the importance of
where
The SFC importance calculated by the above method will be applied as a key parameter to the proposed improved risk balancing strategy and the model of SFC-RS.
3 SFC-RS Modelling and Formulation
3.1 Improved Risk Balancing Strategy
Traditional risk balancing strategy divides the information importance according to the class of communication services [23], which ignores the fact that information belonging to the same services class also has different importance due to the varying levels of importance of different power nodes [24]. Therefore, we propose a more targeted risk balancing strategy based on the importance of information and apply it to the SFC-RS.
Traditional risk balancing strategy defines the risk of link
where
Further, the link risk value is constructed in the form of weight, and the risk route weight
where
3.2 Optimization Model of SFC-RS
Similar to traditional communication networks, NFV-enabled optical networks also face reliability issues in information transmission. Moreover, due to the execution of VNFs on virtualized platforms, they are more prone to errors compared to dedicated hardware. An effective way to guarantee reliability is to provide redundant backups and pathways for SFCs. In this paper, we consider the joint problem of risk balancing and reliable deployment of primary and backup routes for SFC, in order to improve the robustness of the communication system while reducing the centralized distribution of high-importance information in the network.
We first model the SFC routing deployment with joint risk balancing as a mathematical optimization problem. The binary variable
For physical link
For each
In
In addition, it should also be ensured that the selected physical links are connected end-to-end in the network topology and that the primary and backup paths of SFC should not overlap:
Our starting point is to achieve risk-balanced primary and backup route planning. Therefore, the risk route weight is taken as the weighting factor for the decision variables
Simultaneously, we search for the worst-case failure scenario in the failure uncertainty set. The sum of the importance of each SFC in this scenario is used as the basis for measuring the impact of the failure scenario on the power system, it can be expressed by the following formula:
where
among them, the uncertain variable
In summary, we construct the SFC route deployment with joint risk balancing as a two-stage robust optimization problem. The objective function can be expressed as:
s.t. (2), (11), (12), (13), (14), (15), (18)
where
The optimization model prioritizes allocating SFCs with a higher probability of triggering cascading failures after being blocked to network paths that have the lowest risk weights, which could improve the robustness of the routing mechanism and achieve autonomous adaptation.
3.3 Performance Evaluation Indicator
We adopt the load loss rate to reflect the severity of the impact on the power system caused by the loss of emergency control services due to communication disruptions:
where
However, since the purpose of this study is to reduce the probability of cross-space cascading failures by curbing the occurrence of information-side failures, merely assessing the severity of failures cannot reflect the optimization effect of SFC-RS. In order to measure the risk level of CPPS after optimization, drawing upon the concept of information entropy, a weighted failure risk entropy is proposed.
We calculate the sum of the importance of blocked SFC in N-2 failure scenarios, and given the blocked SFC importance sequence
The weighted risk distribution entropy is then defined as:
where
According to the definition of entropy value, a smaller entropy value corresponds to fewer high-risk scenarios in the system, indicating a lower probability of triggering cross-space cascading failures.
The SFC-RS model proposed above is a typical Mixed Integer Programming (MIP) problem, which is difficult to solve, and it has been proven that problems of this kind are NP-hard. SFC-RS requires obtaining the optimal solution under the worst-case failure scenario. Among existing methods, Zeng et al. proposed the C-CG algorithm, which can effectively solve such two-stage robust optimization problems [25].
The C-CG algorithm is executed within a master-subproblem framework. In the initial state, the master problem only needs to consider the decision variables and constraints related to the first stage, which provides a suitable starting point for the subsequent optimization process. First, we define the master problem of SFC-RS:
where
The objective of the subproblem is to solve the worst-case scenario based on the decisions made by the master problem. By solving the subproblem and gradually adding the parameters and related constraints corresponding to the worst-case scenario back to the master problem, the iterative process progressively improves the solution. The subproblem defined as follows:
where
Due to the large scale of uncertain scenarios in SFC-RS, it is not feasible to directly identify the worst-case scenario. Based on the solutions of previous subproblem, the C-CG algorithm modifies the parameters and constraints of the master problem in the next round, and then solves the master problem under the tightened conditions, and uses the obtained solution as known values to continue solving the subproblem. This iterative process gradually improves the feasible solution, converging towards results that closely approximate the worst-case scenario. The code process is shown in Algorithm 1.
5 Simulation Results and Analysis
In this section, we apply the proposed SFC-RS to IEEE 30-bus system and the corresponding communication networks. The topologies of both networks are shown in Fig. 3.
Figure 3: The topology of IEEE 30-bus system
The node CC is chosen as the control center because of the highest node degree. Considering the existence of transformers, the power nodes on both sides of the transformer are attributed to the same communication node. Due to the coupling characteristics of CPPS, for each node in the power network, there is a counterpart in the communication network corresponding to it, the two networks are highly coupled at the physical level.
We use Gurobi 9.5.2 to solve the optimization problem. The convergence threshold
According to the requirements of relevant Chinese standards, the first-class service must meet the planning objectives of N-2. In this paper, communication disruptions are presumed to be N-2 faults, while power grid failures are presumed to be N-1 faults. When both the primary and backup paths carrying the SFC are interrupted, the transmission of the SFC is obstructed. In actual power grid, the existing communication service routing optimization is artificially designed by using the experience of operators, and is mainly deployed based on the shortest-path routing model (SPRM) [20]. Therefore, this paper compares the effectiveness of the SPRM and the SFC-RS in the IEEE 30-node system.
5.1 Robustness Improvement Effects
Comparing the robustness, Fig. 4 illustrates the information transmission accessibility corresponding to each method. Analysis of Fig. 4 shows that in the worst-case scenario, SFC-RS has 3 nodes disconnected, while the maximum number of disconnected nodes in SPRM reaches 5. When dealing with N-2 failures, SFC-RS only reaches the maximum number of node disconnections in three scenarios, and the number of disconnected nodes in the remaining scenarios does not exceed two, which is much lower than the number of scenarios in SPRM where more than two nodes are disconnected. In addition, reference [26] quantifies the robustness of systems by analyzing the topology of the system after failures and calculating the proportion of surviving nodes to the total number of nodes in both the power and cyber systems. Similarly, following this method for robustness assessment, when more than 3 SFCs are blocked, it means that the number of lost nodes exceeds 3, and at least 15% of the emergency control services in the power system will fail. When SPRM is applied, if the disrupted links are No.4 and No.8, No.7 and No.16, or No.11 and No.16, the service interruption rate will be as high as 25%, posing a serious threat to the safety and stability of CPPS.
Figure 4: Comparison of accessibility in N-2 scenarios
The severity of the impact on the power system caused by the loss of emergency control services due to communication disruptions is represented by the load loss rate. Table 1 shows the load loss rates of both methods in response to N-2 failures, with both average and maximum values being lower than those of SPRM when SFC-RS is applied.
From the effect of information reachability and load loss rate, it can be seen SFC-RS effectively improves the robustness of CPPS.
Fig. 5 shows the risk distribution of SFCs carried by each physical link when the two algorithms are applied in the IEEE 30-bus communication system topology, and the color from dark to light indicates that the risk value on the line gradually increases. Comparing Figs. 5a and 5c, it could be found that the information is mainly concentrated in the upper half of the network when SPRM is used, because SPRM preferentially selects the path with the lowest cost, so that the information is collected on the path with a smaller weight, resulting in the centralized distribution of SFC. In contrast, SFC-RS takes the risk route weight as the weighting factor and dynamically updates the risk route weights in the network after assigning paths for the previous SFC. When allocating paths for a new SFC, SFC-RS seeks the path with the minimum risk route weight rather than the lowest cost path. This approach avoids information concentration in a specific area or on a particular link.
Figure 5: Comparison of risk distribution
However, compared to Fig. 5c, the overall risk value of Fig. 5a is slightly higher (there are more highlighted paths than Fig. 5c), because SFC-RS is essentially a type of shortest-path algorithms, the difference is that SFC-RS seeks the minimum link risk, which leads to individual SFC-RS assigned paths being longer compared to paths obtained using SPRM, and then causes an increase in the overall risk value. However, the original intention of SFC-RS is to reduce the probability of cross-space cascading failures through the effective adjustment of the information side. In this regard, the exceeding of risk value in an individual area or link is more dangerous than the slight risk increasing of the overall network. It could be concluded that SFC-RS slightly increases the average risk in exchange for the robustness of communication and the risk balance of network. From the view of the effect, such sacrifice is well worth it. The comparison between Figs. 5b and 5d further confirms this fact.
5.3 Verification of Entropy Value
We use the weighted failure risk entropy to assess the effectiveness of SFC-RS in achieving the objective of reducing the risk of cross-space cascading failures by suppressing information-side failures. Taking the blocked SFC importance sequence
Figure 6: Comparison of the SFC importance value blocked in different scenarios
According to the calculated results, the entropy value of SFC-RS is significantly lower than that of SPRM, which confirms the effectiveness of achieving the research objectives through SFC-RS.
An important direction for future work is to incorporate dynamic line rating (DLR) into the assessment of SFC importance. This paper primarily assesses the risk of cascading failures and determines the importance of SFCs by considering the effects of both explicit and implicit failures. The calculation process adopts the static line rating (SLR) method to account for the load conditions of transmission lines. However, recent research articles have shown that the adoption of DLR in system analysis can provide a more realistic reflection of the load status of the power grid [27,28]. A more realistic system analysis will enable us to arrange SFCs more precisely, thereby minimizing the possibility of communication disruptions exacerbating cascading failures in the power grid. Therefore, we will proceed with further research from this perspective.
This paper first proposes cascading failure index for the approach of information importance evaluation, which achieves the quantification and identification of different information in the same class of communication services. And then the risk balancing strategy is improved by using the importance evaluation approach, making it more accurate in reflecting the risk distribution. Considering the influence of communication risk and the uncertainty of disruption, a joint risk-balanced service function chain routing strategy is proposed and modeled as a two-stage robust optimization problem. Simulation results verified the superiority of SFC-RS compared with the shortest-path routing model. SFC-RS effectively enhances information accessibility and the transmission robustness, achieves the decentralized circulation of high-importance information. The objective of reducing cross-space cascading failures caused by communication disruptions through information-side regulation has been achieved.
Acknowledgement: None.
Funding Statement: This research is funded by the National Natural Science Foundation of China under Grant 52177074.
Author Contributions: The authors confirm contribution to the paper as follows: Study conception and design: He Wang, Xingyu Tong; data collection: Huanan Yu; analysis and interpretation of results: He Wang, Xingyu Tong, Huanan Yu; draft manuscript preparation: Xingyu Tong, Xiao Hu, Jing Bian. All authors reviewed the results and approved the final version of the manuscript.
Availability of Data and Materials: The authors confirm that the data supporting the findings of this study are available within the article.
Conflicts of Interest: The authors declare that they have no conflicts of interest to report regarding the present study.
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